taking advice...enhancing the
options
We believe that consultancy is
not simply you consulting us on what you should do. It is an
activity involving the exchange of information, from your initial
realisation that you are at point A and need to be at point B, to a
meeting where we discuss where point A is, where point B is and
whether there is in fact, a point C that would be more compliant
and costeffective.
Once the destination is chosen, our team will navigate you towards
it. The appropriate exchange of this information is reflected in a
solution which will constitute a meeting of minds and the delivery
of a satisfactory outcome.
Our consultants are impartial,
with benchmark qualifications, recent experience pertinent to your
project, and with a commitment to training through our T&C
scheme. Our army of around 2,000 associate consultants handle
assignments ranging across the asset management, banking, insurance
and securities sectors, with typical projects including business
review, complaints, field monitoring, management information, sales
process and training.
Delta. When working with the experts is the only
option.
Compliance Support
If you need a complete compliance
support service or just help with part of your compliance, you
can outsource it to us.
Credentials
Delta is a member of the
Association of Professional Compliance Consultants (APCC), and has
been approved by FSA as a skilled person and was appointed by FSA
to the APCC’s forerunner, the Compliance Consultants Steering
Group.
The safe
option
With three-tier quality
assurance, full professional indemnity cover, our Consultancy
Charter, Code of Ethics and Code of Professional Conduct you can be
assured of a reliable service.
From benchmarking to due diligence,
from mystery shopping to misselling investigations from sales
process design to financial promotions, from advice on implementing
European Directives to simulated periodic inspection visits,
we are there we you need us.
We only do compliance. We keep up to
date via attending events and courses, but mainly simply by being
the authors and owners of www.complianceonline.co.uk
With fixed costs and a service level
agreement you always know where you stand. We already help keep
hundreds of firms in line with requirements.
Who we can
help
Whether you are a lender, insurer,
bank, broker or fund manager, Delta can help.Our advice Our advice
is independent, impartial and frank. Communications are
prompt. Information is confidential. You get our undivided
attention.
Our advice
Our advice is independent, impartial
and frank. Communications are prompt. Information
is confidential. You get our undivided attention.
The Delta difference
- We customise solutions because
although your problems are caused by the same rules, the
implementation is not the same because you are a different firm
with different values, culture, objectives and history to everyone
else.
- We like to update you on issues,
without trying to sell services you don’t need at all the
time.
- We leave you better skilled when we
leave, rather than dependent on consultancy.
- We are not restricted by who is on
the payroll. With our scalable consultant bank we always have
enough experts, whatever your project.
- You can goldplate if you want to, but
we will just tell you what you must do and warn you of any value
destruction risks.
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