Our client, a leading Brokerage, is looking for a Compliance Analyst to join their compliance team to monitor and ensure that the company’s business is conducted in the appropriate manner. Duties will include:

• Monitoring of business conducted by the Company with specific responsibility for the Company commodities business
• Responsible for adhoc monitoring of brokerage from a clearing procedures standpoint
• Responsible for producing and submitting written monitoring reports to evidence such monitoring
• To assist in Customer Complaints, where appropriate
• To assist in formal Exchange Investigations and disciplinary proceedings

You should have at least a couple of years experience from an in-house Compliance Department or from an Exchange including an understanding of KYC requirements.

For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him as below.

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.

The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK.  Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.