Our Client, a leading Investment Management company, are looking for a Compliance Monitoring Assistant to provide assurance to the business and senior management. Working within the Central Compliance team and reporting to the Compliance Monitoring Manager, your duties will include:

• Assist in the development and delivery of robust risk based compliance monitoring programmes and procedures across all regulated businesses, including on-going and one-off investigations as may be required from time to time
• Collate and analyse management information in preparation for undertaking face to face and/or desk based monitoring of all regulated businesses
• Assist in the preparation of formal reports in accordance with agreed format following completion of face to face and/or desk based monitoring
• Monitor remedial action arising from monitoring reviews undertaken in a timely manner to achieve satisfactory resolution of issues identified

You should have Compliance Monitoring experience from Investment Management with good I.T. & organisational skills.

For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him as below.                       

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. 

The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.