Our client, a leading financial institution, is looking to recruit a Compliance Manager to provide compliance support and advice within the Securities Compliance department in London:

• Interpret and provide advice to the Transaction & Structured Derivatives team on applicable rules, regulations, internal policies and procedures
• Investigate and respond to regulatory enquiries
• Conduct daily trade surveillance and follow up exceptions identified
• Conduct periodic reviews to ensure compliance with relevant regulatory and exchange requirements and internal policies and procedures
• Provide regular training to the business areas covered

Candidates would ideally be of graduate calibre and have gained a very minimum of 3 years compliance experience from Investment Banking Compliance with a good understanding of Debt Capital Markets as well as a thorough knowledge of FSA rules & regulations. This position offers an excellent prospect in terms of career progression, salary reviews and bonuses.

For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him as below.

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. 

The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.